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Attributes
Attribute
Value
Identifying Attributes
Name
supplementalMarkings
Label
Supplemental Markings
Defined by
Government of Canada Records Management Metadata Standard - supplementalMarkings
Element URI
[To be actioned by Treasury Board of Canada, Secretariat before publication]
Definitional Attributes
Definition
Special handling requirements for the record or file.
Purpose
To help prevent unauthorized handling of, or access to, records with special sensitivities.
Rationale
"The regulatory environment, in which the organization operates, establishes broad principles on access rights, conditions or restrictions that should be incorporated into the operation of records systems…Records may contain personal, commercial or operationally sensitive information. In some cases, access to the records, or information about them, should not be permitted….Ensuring appropriate access controls is done by assigning access status to both records and individuals." ISO International Standard 15489-1, s. 9.7
"Managing the access process involves ensuring that:
a) records are categorized according to their access status at a particular time,
b) records are only released to those who are authorized to see them,
…
e) parts of the organization with responsibility for particular business functions specify access permissions to records relating to their area of responsibility." ISO International Standard 15489-1, s. 9.7
"Key elements of security metadata, such as basic access rights or restrictions, should be identified and applied at the point of record creation and capture in order to facilitate a record's ongoing preservation and management. Security metadata should a) identify the access restrictions that apply to records and their aggregations, business processes, and agents, b) ensure that records can only be accessed by authorized personnel…" ISO Technical Specification 23081-1, s. 9.2.4.1
"Access to records should only be restricted when there is a business need or when the law requires it. Security metadata should be monitored and updated to ensure the ongoing applicability of all identified restrictions… Security metadata need to be maintained and kept current throughout a record's existence." ISO Technical Specification 23081-1, s. 9.2.4.2
Value Domain
Enumerated strings of text representing special handling requirements.
Datatype Name
String
Constraint
Applicable at record level and file level.
Obligation
Optional at record level; optional at file level.
Relational Attributes
Encoding Scheme
Institution-specific scheme
References
-
Linkages
Releasable To
Conditions of Application - Record
Format
Text, based on encoding scheme.
Modifiable
Pre Record Declared Locked
Post Record Declared Locked
Yes
Yes, by authorized official only.
Occurrence
Repeatable
Conditions of Application - File
Format
Text, based on encoding scheme.
Modifiable
Yes, by authorized official only.
Occurrence
Repeatable
Comments and Guidance
a) Explanation of Definition/Usage
This element is used to identify those records or files that are sensitive for specific reasons and do not necessarily pertain to national security or private interests. These records are identified within the Access to Information Act and Privacy Act.
This element is not to be confused with the element Usage Conditions which pertains primarily to the management of intellectual property rights.
b) Best Practices
Institutions are required to ensure that records with special warnings are properly handled and adequately protected against unauthorized access. Penalties may apply if records with special warnings are not adequately protected.
Recommended best practice is to select a value from an institution-specific scheme.
Once a record is locked, the value for this element may be modified by an authorized official only. Similarly, with the value for the file. Such modifications accommodate changes to the security levels of the record or file which precipitate changes to its handling.
c) Obligation
This element is deemed Optional because not all institutions will require this element.
d) Default Values/Auto-populate
None.
e) Linkages
This element is linked to the element Releasable To since the value of that element may have a direct affect on the value of Supplemental Markings.
f) Examples